Illinois Administrative Code (Last Updated: March 27, 2024) |
TITLE14. COMMERCE |
PART200. FRANCHISE DISCLOSURE ACT |
SUBPART A. DEFINITIONS |
§ 200.100. Act |
§ 200.101. Disclosure Statement [Repealed] |
§ 200.102. Marketing Plan or System |
§ 200.103. Substantially Associated |
§ 200.104. Franchise Fee |
§ 200.105. Absence of Fee Exclusion |
§ 200.106. Bona Fide Wholesale and Retail Price |
§ 200.107. Established Market |
§ 200.108. Indirect Franchise Fee |
§ 200.109. Consideration |
§ 200.110. Material |
§ 200.111. Franchise Broker [Repealed] |
§ 200.112. Administrator |
§ 200.113. Correspondent |
§ 200.114. Negotiated Change |
§ 200.115. Tradeshows |
§ 200.116. Franchise Broker |
§ 200.117. Cooperative |
§ 200.118. UFOC Disclosure Requirements |
§ 200.119. Notification |
§ 200.120. Time Periods Ending on Saturday, Sunday or Holiday |
SUBPART B. OPINIONS, EXEMPTIONS |
§ 200.200. Interpretive Opinions and No Action Letters |
§ 200.201. Order of Exemption |
§ 200.202. Exemptions by Rule |
SUBPART C. ADVERTISING |
§ 200.300. Deceptive Practices |
§ 200.301. Statements of Profitability |
§ 200.302. Opinions of Counsel |
§ 200.303. Inconsistencies with Disclosure Statement |
§ 200.304. Dollar Statements on Sales or Income |
§ 200.305. Filing Requirements [Repealed] |
§ 200.306. Internet Franchise Offers |
SUBPART D. HEARINGS |
§ 200.400. Preamble |
§ 200.401. Party |
§ 200.402. Hearing Officer |
§ 200.403. Office |
§ 200.404. Hearing Requests |
§ 200.405. Notice of Hearing |
§ 200.406. Requirements Relating to Continuances |
§ 200.407. Rules of Evidence in Hearings |
§ 200.408. Record of Proceedings |
§ 200.409. Record of Hearing |
§ 200.410. Duties of Hearing Officer |
§ 200.411. Final Administrative Decision |
SUBPART E. DENIAL BASED ON FINANCIAL STATEMENTS, ESCROW, GUARANTY, SURETY BOND |
§ 200.500. Assurance of Financial Ability to Fulfill Obligations |
§ 200.501. Escrow, Guaranty, Surety Bond [Repealed] |
§ 200.502. Escrow of Funds |
§ 200.503. Release of Escrowed Funds |
§ 200.504. Guarantee of Performance |
§ 200.505. Performance or Surety Bond |
§ 200.506. Certificate of Deposit |
§ 200.507. Release of Certificate of Deposit |
§ 200.508. Deferral of Franchise Fee |
SUBPART F. REGISTRATION REQUIREMENTS |
§ 200.600. Original Registration |
§ 200.601. Extension of Registration Period [Repealed] |
§ 200.602. Notification of Registration [Repealed] |
§ 200.603. Annual Report |
§ 200.604. Amendment |
§ 200.605. Final Circular Submission |
§ 200.606. Multiple Filings |
§ 200.607. Public Examination and Photocopying of Disclosure Statements |
§ 200.608. Jurisdiction and Venue |
§ 200.609. Waiver |
§ 200.610. Denial of Initial Registration |
SUBPART G. AREA FRANCHISE AND SUBFRANCHISE REGISTRATION REQUIREMENTS – RESPONSIBILITIES FOR FILING |
§ 200.700. Definitions [Repealed] |
§ 200.701. Number of Applications |
§ 200.702. Responsibility for Filing the Application |
§ 200.703. Time for Filing the Application [Repealed] |
SUBPART H. FAILURE TO DILIGENTLY PROSECUTE APPLICATION |
§ 200.800. Failure to Diligently Prosecute Application [Repealed] |
SUBPART I. REGISTRATION OF FRANCHISE BROKERS |
§ 200.900. Documents to File |
§ 200.901. Notice of Broker Registration |
SUBPART J. REGISTRATION OF SALESPERSONS |
§ 200.1000. Documents to File [Repealed] |
§ 200.1001. Notice of Broker Registration [Repealed] |
Section 200.APPENDIX A. Franchise Registration Forms |
§ 200.ILLUSTRATION A. Uniform Franchise Registration Notification Page |
§ 200.ILLUSTRATION B. Supplemental Information |
§ 200.ILLUSTRATION C. Sales Agent Disclosure Form |
§ 200.ILLUSTRATION D. Uniform Consent to Service of Process |
§ 200.ILLUSTRATION E. Corporate Acknowledgment |
§ 200.ILLUSTRATION F. Individual or Partnership Acknowledgment |
§ 200.ILLUSTRATION G. Certification Page |
§ 200.ILLUSTRATION H. Consent of Accountant |
§ 200.ILLUSTRATION I. UFOC Cross Reference Sheet [Repealed] |
§ 200.ILLUSTRATION J. FTC Cross Reference Sheet [Repealed] |
§ 200.ILLUSTRATION K. Acknowledgment of Receipt (Suggested Format) [Repealed] |
§ 200.ILLUSTRATION L. Requirements for Preparation of a Uniform Franchise Offering Circular |
§ 200.ILLUSTRATION M. Joint Venture Agreement & Acknowledgment |
§ 200.ILLUSTRATION N. Limited Partnership Acknowledgement |
Section 200.APPENDIX B. Franchise Broker Registration Forms |
§ 200.ILLUSTRATION A. Franchise Broker Registration Application Page |
§ 200.ILLUSTRATION B. Broker Authorization |
§ 200.ILLUSTRATION C. Franchise Broker Surety Bond |
§ 200.ILLUSTRATION D. Broker Guaranty of Performance |
Section 200.APPENDIX C. Escrow Forms |
§ 200.ILLUSTRATION A. Escrow Agreement |
§ 200.ILLUSTRATION B. Franchisor's Petition for Release of Escrowed Funds |
§ 200.ILLUSTRATION C. Franchisee's Petition For Release of Escrowed Funds |
Section 200.APPENDIX D. Guaranty Forms |
§ 200.ILLUSTRATION A. Guaranty of Performance |
§ 200.ILLUSTRATION B. Corporate Resolution |
§ 200.ILLUSTRATION C. Secretary's Certificate |
§ 200.APPENDIX E. Surety Bond |
Section 200.APPENDIX F. Certificate of Deposit Forms |
§ 200.ILLUSTRATION A. Franchisor's Petition for Release of Certificate of Deposit |
§ 200.ILLUSTRATION B. Franchisee's Petition for Release of Certificate of Deposit |
SOURCE: Filed April 25, 1977, effective May 5, 1977, by the Office of the Secretary of State; transferred to the Attorney General by P.A. 80-31, effective February 28, 1978; rules repealed, new rules adopted and codified at 8 Ill. Reg. 1367, effective January 13, 1984; emergency amendments at 12 Ill. Reg. 1124, effective January 1, 1988, for a maximum of 150 days; amended at 12 Ill. Reg. 9424, effective May 18, 1988; amended at 13 Ill. Reg. 15365, effective September 19, 1989; peremptory amendment at 18 Ill. Reg. 2522, effective January 31, 1994; amended at 19 Ill. Reg. 16950, effective January 1, 1996; expedited correction at 20 Ill. Reg. 4458, effective January 1, 1996; amended at 23 Ill. Reg. 11561, effective September 7, 1999.
|
Notation
AUTHORITY: Implementing and authorized by the Franchise Disclosure Act of 1987 [815 ILCS 705].