§806.60. Trading Requirements


Latest version.
  • Each derivative instrument shall be:

     

    a)         Traded on a qualified exchange;

     

    b)         Entered into with, or guaranteed by, a business entity;

     

    c)         Issued or written by, or entered into with, the issuer of the underlying interest on which the derivative instrument is based; or

     

    d)         Entered into with a qualified foreign exchange.