SUBPART A. DEFINITIONS

§ 140.50. Scope of the Law [Repealed]

§ 140.51. Definitions of Terms Used in the Act and the Rules

SUBPART B. REGISTRATION OF BUSINESS BROKERS

§ 140.100. Procedures for Registration as a Business Broker Under Section 10-10 of the Act

§ 140.120. Procedures for Withdrawal of Pending Application or Termination of Registration as a Business Broker

§ 140.130. Procedure with Respect to Abandoning Incomplete Applications for Registration as a Business Broker

§ 140.200. Procedures for Renewal of Registration as a Business Broker Under Section 10-20 of the Act

§ 140.300. When Disclosure Statement Must Be Provided

§ 140.301. Purpose of Disclosure; Substantial Compliance

§ 140.302. Contents of Disclosure Statement

§ 140.303. Providing the Contract With the Disclosure Statement

§ 140.304. Providing the Contract to Client [Repealed]

SUBPART C. PROCEDURES FOR ADMINISTRATIVE HEARINGS

§ 140.400. Hearings

SUBPART D. RECORDS

§ 140.750. Records Required of Business Brokers

SUBPART E. EXEMPTIONS

§ 140.800. Previous and Ongoing Agreements or Contracts and Transactions Not Affected [Repealed]

§ 140.801. Burden of Proof

§ 140.802. Exemption for Franchises [Repealed]

§ 140.803. Exemptions from Waiting Period and Disclosure Requirements Pursuant to Section 10-30 of the Act

§ 140.804. Exemption for Attorneys [Repealed]

§ 140.805. Exemption for Certified Public Accountants [Repealed]

§ 140.806. Other Persons Exempt from the Act and This Part [Repealed]

§ 140.807. Transactions Exempt from the Act and This Part [Repealed]

§ 140.808. Exemption for Real Estate Brokers and Real Estate Salespersons – Services Incidental to a Real Estate Brokerage Agreement [Repealed]

§ 140.810. Exemption for Loan Broker Agreements or Contracts from the Business Brokers Act of 1995

SUBPART F. SERVICE OF PROCESS

§ 140.1000. Service of Process upon the Secretary of State

SUBPART G. PROCEDURES FOR BUSINESS BROKER LIENS

§ 140.1150. Procedures for Filing a Notice of Lien or Amendment to a Notice of Lien Under Section 10-115 of the Act

§ 140.1152. Procedures to Terminate a Notice of Lien Prior to the Two Year Expiration

SUBPART H. EVIDENTIARY MATTERS AND NON-BINDING STATEMENTS

§ 140.1200. Request for Non-Binding Statements

SUBPART I. PUBLIC INFORMATION

§ 140.1400. Inspection of Business Broker Records

§ 140.1401. Non-Public Distribution of Information

SUBPART J. RULES OF GENERAL APPLICATION

§ 140.2100. Business Hours of the Securities Department

§ 140.2101. Computation of Time

§ 140.2110. Payment of Fees

§ 140.2120. Place of Filing

§ 140.2130. Date of Filing

§ 140.2140. Requirements as to Proper Form

§ 140.2141. Additional Information

§ 140.2142. Additional Exhibits

§ 140.2143. Information Unknown or Not Reasonably Available

§ 140.2144. Requirements as to Paper, Printing and Language

§ 140.2145. Number of Copies – Signatures

§ 140.2190. Provisions for Granting of Variance from Rules

SOURCE: Adopted by emergency rulemaking at 20 Ill. Reg. 603, effective January 1, 1996, for a maximum of 150 days; adopted at 20 Ill. Reg. 7984, effective May 30, 1996; amended at 23 Ill. Reg. 3059, effective March 1, 1999; amended at 25 Ill. Reg. 1779, effective January 10, 2001; amended at 26 Ill. Reg. 14867, effective September 30, 2002; amended at 33 Ill. Reg. 12839, effective September 8, 2009.